Uncommon Experience

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Consulting Services

In addition to his SEC defense work, Alex Rue provides consulting services nationwide to clients and other lawyers regarding the process of SEC investigations and litigation. Mr. Rue watched what worked and what didn’t over his twenty-two years with the agency. His observations of which tactics were successful in which cases can help plan and implement a successful and cost-effective defense strategy. His insights into SEC settlement strategies reflect 22 years of experience negotiating settlements and getting them approved. Lawyers less familiar with SEC practices may fail to ask for terms that are likely available and might soften the blow for their clients. If counsel does not participate in SEC investigations frequently, consulting advice may save their clients money and heartache

Alex Rue is available for limited engagements or longer, more comprehensive work. Mr. Rue is also available to consult with compliance departments and firms. Mr. Rue’s consulting services are cost effective and may shave thousands of dollars from the costs of defending an SEC investigation.

Mr. Rue is also available to provide critical evaluations of defense strategies in on-going SEC investigative and litigated matters. Mr. Rue also offers expert legal opinions in a limited number of securities law areas. Mr. Rue has had extensive experience litigating whether a particular business model meets the definition of a security under federal law. He also has extensive experience with Ponzi schemes and so-called “Prime Bank” securities. Mr. Rue is available to provide well-documented expert opinion on what constitutes a “Prime Bank” scheme and whether the particular scheme at hand is a security under federal law.

Photograph of the United States District Court in Charleston, South Carolina. Listed on the National Register of Historic Places in 1974. The building was completed in 1896 in the Renaissance Revival style in grey granite. At the corner of Meeting and Broad Streets, this Charleston classic was the scene of SEC v. Parish, Sec v. Atlantic Securities and SEC v. Green Oasis Environmental. See http://www.alexruelaw.com/representive-cases

TEL: 404-808-1397

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Contact Information

AlexRueLaw, LLC
4060 Peachtree Road
Suite D511
Atlanta, GA 30319